Skip to main content

Incentive-Based Compensation Arrangements

Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Federal Register Citation
76 FR 21170
PDF Format
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

Public Comments people-icon

Below are a compilation of public comments made on this publication.

100 items
CSV
Date First Name Last Name Organization Comment
Spencer Matthews N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Kathleen Johnson N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Richard Patten N/A View CommentView Comment Email: N/A
Attachment: View Attachment
George Lewis N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Robert Ketchum N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Margaret Beresford N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Joanne Ferrary N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Fredrick Koepp N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Mago Morado N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Rick Claypool N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Roger Morton N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Mike & Sharon Bramlett N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Ericka Farrell N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Jim Stolz N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Glenn Simpson N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Glenn Simpson N/A View CommentView Comment Email: N/A
Attachment: View Attachment
A. Lee Walkup N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Neil Stecker N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Kelly Hart N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Arline DeMaio N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Craig Parker Adams N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Mary Rowell N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Craig Parker Adams N/A View CommentView Comment Email: N/A
Attachment: View Attachment
John Jacobs N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Jonathan Netherton N/A View CommentView Comment Email: N/A
Attachment: View Attachment