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Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

Public Comments people-icon

Below are a compilation of public comments made on this publication.

100 items
Date First Name Last Name Organization Comment
05/31/11 Americans for Financial Reform (AFR)
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05/31/11 KPMG, LLP
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05/31/11 Daniel F. Pedrotty American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
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05/31/11 Gerald W. McEntee American Federation of State, County and Municipal Employees (AFSCME)
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05/31/11 J. Stephen "Stef" Zielezienski American Insurance Association (AIA)
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05/31/11 Joan L. Gulley The PNC Financial Services Group, Inc. (PNC)
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05/31/11 Kenneth E. Bentsen, Jr. The Securities Industry and Financial Markets Association (SIFMA)
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05/31/11 Lee Gibson Federal Home Loan Bank of Dallas
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05/31/11 Rose M. Oswald Poels Wisconsin Bankers Association (WBA)
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05/31/11 Sarah L. Miller Institute of International Bankers (IIB)
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05/31/11 Thomas L. Herlache Federal Home Loan Bank of Chicago
Carl F. Wick, Federal Home Loan Bank of Cincinnati; Lee Gibson, Federa…
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05/31/11 Unknown N/A
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05/31/11 Unknown N/A
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05/31/11 Unknown N/A
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05/31/11 Unknown N/A
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05/19/11 Barbara Baird N/A
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05/19/11 Carol Pulitzer N/A
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05/19/11 Christopher Hahin N/A
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05/19/11 Cindy Ladig N/A
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05/19/11 CS Hupp N/A
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05/19/11 Dan Esposito N/A
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05/19/11 Donna Vieira N/A
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05/19/11 George Anderson N/A
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05/19/11 Horace Mann N/A
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05/19/11 Jeanine Mordon N/A
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