Skip to main content

Incentive-Based Compensation Arrangements

Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Federal Register Citation
76 FR 21170
PDF Format
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

Public Comments people-icon

Below are a compilation of public comments made on this publication.

100 items
CSV
Date First Name Last Name Organization Comment
Gerald W. McEntee American Federation of State, County and Municipal Employees (AFSCME) View CommentView Comment Email: N/A
Attachment: View Attachment
Americans for Financial Reform (AFR) View CommentView Comment Email: N/A
Attachment: View Attachment
Joan L. Gulley The PNC Financial Services Group, Inc. (PNC) View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
KPMG, LLP View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Kenneth E. Bentsen, Jr. The Securities Industry and Financial Markets Association (SIFMA) View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Sarah L. Miller Institute of International Bankers (IIB) View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Thomas L. Herlache Federal Home Loan Bank of Chicago Carl F. Wick, Federal Home Loan Bank of Cincinnati; Lee Gibson, Federa…View Comment
Email: N/A
Attachment: View Attachment
Rose M. Oswald Poels Wisconsin Bankers Association (WBA) View CommentView Comment Email: N/A
Attachment: View Attachment
Lee Gibson Federal Home Loan Bank of Dallas View CommentView Comment Email: N/A
Attachment: View Attachment
J. Stephen "Stef" Zielezienski American Insurance Association (AIA) View CommentView Comment Email: N/A
Attachment: View Attachment
Daniel F. Pedrotty American Federation of Labor and Congress of Industrial Organizations (AFL-CIO) View CommentView Comment Email: N/A
Attachment: View Attachment
Justin Levis Council of Institutional Investors View CommentView Comment Email: N/A
Attachment: View Attachment
Mary Boland N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Sondra Showers N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Laurence Reines N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Carol Pulitzer N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Nicholas Petti N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Tom Ragouzis N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Barbara Baird N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Steve Bucholz N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Sandra Beerends N/A View CommentView Comment Email: N/A
Attachment: View Attachment