Skip to main content

Incentive-Based Compensation Arrangements

Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Federal Register Citation
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

Public Comments people-icon

Below are a compilation of public comments made on this publication.

100 items
file download iconCSV
Date First Name Last Name Organization Comment
Kenneth E. Bentsen, Jr. The Securities Industry and Financial Markets Association (SIFMA) View CommentView Comment Email: N/A
Attachment: View Attachment
Sarah L. Miller Institute of International Bankers (IIB) View CommentView Comment Email: N/A
Attachment: View Attachment
Thomas L. Herlache Federal Home Loan Bank of Chicago Carl F. Wick, Federal Home Loan Bank of Cincinnati; Lee Gibson, Federa…View Comment
Email: N/A
Attachment: View Attachment
Lee Gibson Federal Home Loan Bank of Dallas View CommentView Comment Email: N/A
Attachment: View Attachment
Daniel F. Pedrotty American Federation of Labor and Congress of Industrial Organizations (AFL-CIO) View CommentView Comment Email: N/A
Attachment: View Attachment
Americans for Financial Reform (AFR) View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Unknown N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Rose M. Oswald Poels Wisconsin Bankers Association (WBA) View CommentView Comment Email: N/A
Attachment: View Attachment
J. Stephen "Stef" Zielezienski American Insurance Association (AIA) View CommentView Comment Email: N/A
Attachment: View Attachment
Gerald W. McEntee American Federation of State, County and Municipal Employees (AFSCME) View CommentView Comment Email: N/A
Attachment: View Attachment
Joan L. Gulley The PNC Financial Services Group, Inc. (PNC) View CommentView Comment Email: N/A
Attachment: View Attachment
KPMG, LLP View CommentView Comment Email: N/A
Attachment: View Attachment
Susan Williams N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Suzanne T. Reading N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Cindy Ladig N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Marijane Mercer N/A View CommentView Comment Email: N/A
Attachment: View Attachment
George Anderson N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Dan Esposito N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Donna Vieira N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Jeanine Mordon N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Katherine ZIrbel N/A View CommentView Comment Email: N/A
Attachment: View Attachment
Raul Santelices N/A View CommentView Comment Email: N/A
Attachment: View Attachment