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Incentive-Based Compensation Arrangements

Publication Details
Type
Proposed Rulemaking
Document Number
2011-7937
Federal Register Publish Date
04/14/2011
Federal Register Citation
76 FR 21170
PDF Format
Comment Open Date
04/14/2011
Comment End Date
05/31/2011
Comment Status
Closed
Rulemaking Details
Rulemaking

Incentive-Based Compensation Arrangements

Contact Information

FOR FURTHER INFORMATION CONTACT: Alfred M. Pollard, General Counsel, (202) 414-3788 or Patrick J. Lawler, Associate Director and Chief Economist (202) 414-3746, Federal Housing Finance Agency, Fourth Floor, 1700 G Street NW., Washington, DC 20552. If you are deaf, hard of hearing, or have a speech disability, please dial 7-1-1 to access telecommunications relay services. Additionally, the TDD 1-(800) number referenced in Rulemaking documents attached to this page is obsolete and the 7-1-1 number should be used.

Summary

SUMMARY: The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.

DATES: Comments must be received by May 31, 2011.​

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Below are a compilation of public comments made on this publication.

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Sarah L. Miller Institute of International Bankers (IIB) View CommentView Comment Email: N/A
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Thomas L. Herlache Federal Home Loan Bank of Chicago Carl F. Wick, Federal Home Loan Bank of Cincinnati; Lee Gibson, Federa…View Comment
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Rose M. Oswald Poels Wisconsin Bankers Association (WBA) View CommentView Comment Email: N/A
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Lee Gibson Federal Home Loan Bank of Dallas View CommentView Comment Email: N/A
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J. Stephen "Stef" Zielezienski American Insurance Association (AIA) View CommentView Comment Email: N/A
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Daniel F. Pedrotty American Federation of Labor and Congress of Industrial Organizations (AFL-CIO) View CommentView Comment Email: N/A
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Gerald W. McEntee American Federation of State, County and Municipal Employees (AFSCME) View CommentView Comment Email: N/A
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Joan L. Gulley The PNC Financial Services Group, Inc. (PNC) View CommentView Comment Email: N/A
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Kenneth E. Bentsen, Jr. The Securities Industry and Financial Markets Association (SIFMA) View CommentView Comment Email: N/A
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